-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SpToq6+zSrGTOds6vba802OwLDrK1m0Z1O9FtFVOxNk49iEUNtnReqDbXdKsoJAb 6EFduE4gx+uQ2rD4qkfHjw== 0001136854-08-000004.txt : 20080108 0001136854-08-000004.hdr.sgml : 20080108 20080108143255 ACCESSION NUMBER: 0001136854-08-000004 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080108 DATE AS OF CHANGE: 20080108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY BRANDS, INC. CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49703 FILM NUMBER: 08517567 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 FORMER COMPANY: FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC DATE OF NAME CHANGE: 19950706 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LOTSOFF CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001136854 IRS NUMBER: 000000000 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O LOTSOFF CAPITAL MANAGEMENT STREET 2: 20 N CLARK ST. 34TH FL CITY: CHICAGO STATE: IL ZIP: 60602-4109 BUSINESS PHONE: 3123681442 MAIL ADDRESS: STREET 1: C/O LOTSOFF CAPITAL MANAGEMENT STREET 2: 20 N CLARK ST. 34TH FL CITY: CHICAGO STATE: IL ZIP: 60602-4109 SC 13G/A 1 holdinglimitfilercky.txt SECURITIES AND EXCHANGE COMMISSION " Washington, D.C. 20549 " SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. ___)* Rocky Brands In --------------------------------------------------- (Name of Issuer) Common Stock --------------------------------------------------- (Title of Class of Securities) 774515100 --------------------------------------------------- (CUSIP Number of Class of Securities) Lotsoff Capital Management 20 North Clark Street 34th Floor " Chicago, IL 60602" --------------------------------------------------- " (Name, Address and Telephone Number of Person Authorized to Receive " Notices and Communications) " December 31, 2007" --------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject "class of securities, and for any subsequent amendment containing " information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be "deemed to be ""filed"" for the purpose of Section 18 of the Securities " "Exchange Act of 1934 (""Act"") or otherwise subject to the liabilities of " that section of the Act but shall be subject to all other provisions of the "Act (however, see the Notes). " SCHEDULE 13G (Amendment No. ___) CUSIP No. 774515100 - --------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) Lotsoff Capital Management 36-3250722 - --------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - --------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------- 4. Citizenship or Place of Organization United States - --------------------------------------------------------------- NUMBER OF 5. Sole Voting Power "SHARES 221,847" BENEFICIALLY --------------------------------- OWNED BY 6. Shared Voting Power EACH 0 REPORTING --------------------------------- PERSON 7. Sole Dispositive Power "WITH 221,847" --------------------------------- 8. Shared Dispositive Power -0- - --------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person "221,847" - --------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - --------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 4.04% - --------------------------------------------------------------- 12. Type of Reporting Person IA - --------------------------------------------------------------- - -1 "Calculated based on 5,488,413 shares of Rocky Brands In's" "Common Stock outstanding as of October 23, 2007, as reported in its" "quarterly report on Form 10-Q for the quarter ended September 30, 2007" and filed with the Securities and Exchange Commission on "December 14, 2007." Item 1. (a) Name of Issuer: Rocky Brands In (b) Address of Issuer's Principal Executive Offices: 39 East Canal Street " Nelsonville, Ohio 45764" Item 2. (a) Name of Person Filing: Lotsoff Capital Management " (b) Address of Principal Business Office or, if none, Residence:" 20 North Clark Street 34th Floor " Chicago, IL 60602" (c) Citizenship: United States (d) Title of Class of Securities: Common Stock (e) Cusip Number: 774515100 Item 3. If this statement is filed pursuant to Rule 13d-1(b) or "13d-2(b) or (c), check whether the person filing is a: " (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) (e) [X] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); "(j) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(J)" Item 4. Ownership (a) Amount Beneficially owned: "221,847" (b) Percent of Class 4.04% (c) Number of Shares as to which the person has: (i) Sole power to vote or to direct vote: "221,847" (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: "221,847" (iv) Shared power to dispose or to direct the disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner "of more than five percent of the class of securities, check the " following: [ ] Item 6. Ownership of More Than Five Percent on Behalf of Another Person " Yes, 100 percent of the holding is client invested on a " discretionary basis. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification "By signing below I certify that, to the best of my knowledge and belief, " the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE "After reasonable inquiry and to the best of my knowledge and belief," "I certify that the information set forth in this statement is true," complete and correct. "Date: January 8, 2008" /s/ Richard DeMatteo Richard DeMatteo -----END PRIVACY-ENHANCED MESSAGE-----